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(De)colonising water – How the Colonial Permit System affects small-scale Water Users


In previous posts I have suggested that investment in irrigation infrastructure is crucial for ensuring food security in SSA. But, infrastructure, technology and knowledge are not everything; in many African countries the great obstacle is a relict from the past. Colonial powers have long ruled over most African countries, dominating not only food production and land tenure, but also regulating who has access to water and who doesn´t.  

Inspired by a post written by a fellow student, I will explore the issue of water rights based on a study conducted by van Koppen and Schreiner (2018).  

Fig. 1: with the implementation of the new Water Act millions of famers use their water illegally (The Telegraph)

The Roman Water Law

Although most European countries practiced the riparian doctrine saying that water cannot be owned, when European settlers colonized Africa, they claimed water under the Roman water law (van Koppen et.al. 2014). They occupied “fertile, well-watered and upstream lands” (van Koppen and Schreiner 2018: 9) regardless of who was cultivating it and declared that all water belonged to the new colonial government. The government alone had the right to allocate permits for water use, which excluded native Africans from all decision-making processes (van Koppen and Schreiner 2018). This top-down system served the interests of colonial authorities by granting water rights to white, minority farmers and systematically dispossessing natives (van Koppen and Schreiner 2018). Small-scale farmers, whose water use was below a certain threshold, were, however, exempted from the obligation to apply for a water permit. This enhanced informal arrangements under traditional, customary law among smallholders (van Koppen and Schreiner 2018). 

Fig. 2: in 1914 Africa was a patchwork of colonial powers, developing water rights to serve their own interests (Michigan State University)

Current Permit System

When the former colonies declared independence, they often retained the old permit system without questioning it. In line with the global shift towards water regulation under Integrated Water Resource Management (IWRM), the permit system was even reinforced by new Water Acts since the 90s, in which arguably the new governments simply replaced the colonial authorities (van Koppen et.al. 2014).  

It can be suggested that these new Water Acts even exacerbate discrimination against smallholders. Under post-independence law now all water users are included in the system, even those that were exempted under colonial law. Thus, informal users that have invested privately in water infrastructure now become marginalized (van Koppen and Schreiner 2018). Government institutions processing these permits are under-resourced and due to lower bureaucratic costs prioritize large-scale water users (van Koppen and Schreiner 2018). At the same time, due to a lack of information, internet access and high transportation costs, smallholders are often limited in their ability to apply for these permits. But, without a permit, they are fined or even jailed. Thus, the system even criminalizes informal water users that clearly constitute the majority of farmers and have long been the backbone of poverty alleviation and ensuring food security (van Koppen et.al. 2014). Additionally, those water users, who are still below the threshold, have a weaker legal standing than permitted water users and thus, their claim for water is always provisional and insecure (van Koppen and Schreiner 2018).  
As a result, despite the promotion of IWRM as solution for water conflicts by many scholars, including van der Zaag (2005), focus on water regulation has reinforced the old colonial permit system, clearly disadvantaging small-scale farmers (van Koppen and Schreiner 2018).

A step towards decolonization of water

van Koppen and Schreiner (2018) suggest a hybrid system between the informal, customary law and the formal permit system in order to overcome this marginalization. They argue that the recognition of customary law, encourages infrastructure investments and gives a stronger standing to informal small-scale users, thereby preventing their criminalization. Similarly, Benjaminsen and Lund (2002) highlight that formal and informal systems are entangled and cannot be separated in a clear dichotomy. Therefore, it is crucial to implement an approach combining formal and informal practices in order to reduce resistance from local people and ensure the recognition of their needs.  
In their study on smallholders in the Usangu plains, Tanzania, Franks et.al. (2013) claim that there is a shift towards polycentric governance, where power is not exclusively exercised by the state, but by a network of “powerful individuals” (Franks et.al. 2013: 8). Instead, an umbrella of different institutions, associations, fora and local authorities are combined in both formal and informal settings, empowering small-scale farmers to speak up for their interests. However, these networks also gave rise to powerful local elites that occupy leading positions in associations and local governments (Franks et.al. 2013). 


Final Thoughts

This shows that it is essential to strengthen the position of local smallholders within the water legislation. Nevertheless, the combination of informal and formal principles under polycentric governance shows some potential to overcome colonial patterns of water allocation. Additionally, it becomes evident that water governance is a complex system and a diversity of stakeholders and institutions on different scales have to be considered. Therefore, multi-sector approaches acting on different scales should be further investigated.
 

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